Social Media

This is a portion of what has been described to IA Watch as an SEC sweep exam letter to some RIAs in 2010 related to ...

The benefits of social media - including reaching new prospects, interacting with clients and increasing your firm's brand awareness - will continue to attract advisers ...

A peer shares his firm's policy regarding employee use of the Internet.

A peer shares a copy of her firm's social media policy.

A peer shares the firm's social media policy.

Even if your firm doesn't allow employees to engage in social media chats, you have an obligation to monitor compliance with that policy. One way ...

Keep a log of the marketing materials your firm sends out, including presentations. List who's giving the presentation, the audience, the date, whether the audience ...

Surveys of advisers' use of social media are all the rage. Two additional ones bring the total in recent weeks to three (IA Watch, March ...

You're either part of a firm that uses social media or you're not. While about half of advisers spend no time on social media, the ...

RIAs often come to Michele Gibbons, pointing out what their competitors are doing with social media and asking why they can't, too. The partner with ...