Social Media

Click here to open a Word document that are instructions for how to turn off endorsements on LinkedIn pages. This comes to you from Stephanie ...

The proud CEO announced a milestone for his public company, which moved the market. There would have been no problem if the word came through ...

A common strategy compliance officers put in place to guard against inappropriate social media posts by employees is to have the staffers "friend" compliance. This ...

This is news worthy of a tweet. The SEC says "certain interactive content" posted to social media sites by mutual fund advisers need not be ...

This is guidance released March 15, 2013 by the SEC regarding social media records held by mutual fund advisers.

Nearly three of every four certified financial planners use social media personally but that number drops to fewer than half when asked about professional use.The ...

When OCIE released its exam alert earlier this year on the use of social media (IA Watch, Jan. 9, 2012), the SEC timed the announcement ...

Use your P&Ps to stress that the CCO has many responsibilities but has a reduced role as a supervisor if you have concerns your work ...

Know the SEC's advertising and marketing rules, create a social media policy, train staff and dive into the new media with a pilot project.That's among ...

As you try to come to grips with how your firm handles reps' use of social media, you might want to consider some statistics a ...