SPACs

"We cannot sacrifice the mechanisms, incentives, and protections that have been developed for nearly a century, because to do so would be to undermine the ...

"The Commission has failed to identify a problem in need of a regulatory solution"

"Today’s adoption will help ensure that the rules for SPACs are substantially aligned with those of traditional IPOs, enhancing investor protection through three areas: disclosure, ...

FINRA provides an update on targeted exam sweep to review broker-dealers' offering of, and services provided to, SPACs and their affiliates

Changes haven't been linear, but the direction has

The SEC charged that Monroe Capital invested assets of private funds it advised in certain transactions that helped finance SPAC business combinations without timely disclosure ...

Monroe Capital personnel became involved in multiple SPACs for which certain of Monroe Capital’s supervised persons co-owned the sponsoring entities, but Monroe Capital lacked policies ...

Firm was late in disclosing conflicts, SEC claims

Examiners, enforcers focused on conflicts, disclosures, experts warn

Perceptive omitted to disclose that Perceptive personnel shared ownership of the SPAC sponsors