Swaps

The proposal addresses the cross-border application of the registration thresholds and certain requirements applicable to swap dealers and major swap participants

The CFTC is proposing a rule to prohibit ‘‘post-trade name give-up’’ practices related to trading on swap execution facilities

The revisions would make permanent certain temporary alternative compliance frameworks

A divided Commission has adopted a package of SEC rules and guidance that proponents hope will at long last bring some clarity to the securities-based ...

These rules cover reconciling outstanding security-based swaps with applicable counterparties on a periodic basis

The Commission is adopting a recordkeeping program for SBSDs and MSBSPs

Dealer charged with offering and selling unregistered security-based swaps

The Commodity Futures Trading Commission (“Commission” or “CFTC”) is seeking comment on a proposed amendment to the margin requirements for uncleared swaps for swap dealers ...

A dictionary defines “comity” as a “friendly social atmosphere” and the Oct. 16 meeting of the CFTC met that definition although a hint of hostility ...

Revised no-action position with respect to uncleared swaps with the European Stability Mechanism under Commission Regulations 23.150-159, 23.161.