Swaps

The Commission is also considering a rule proposal to address the registration and regulation of non-U.S. swap dealers and major swap participants, as well as ...

One of the challenges of building a new regulatory framework for the security-based swap market in the United States is that our domestic market is ...

The Commodity Futures Trading Commission (Commission) is proposing amendments to certain regulations applicable to registered derivatives clearing organizations (DCOs). These proposed amendments would, among other ...

There are only 16 CFTC registered derivatives clearing organizations but they just got a kiss from their regulator. The Commission is proposing simplifying registration and ...

The Securities and Exchange Commission (“SEC” or “Commission”) is proposing a number of actions to address the cross-border application of certain security-based swap requirements under ...

Nearly a decade after the Dodd-Frank law took effect, SEC commissioners have proposed revisions to how it regulates the law’s provisions related to the international ...

We want to map the inter-connectedness of regulated derivatives markets to the broader financial system and study risk transmission throughout. Undoubtedly, the CFTC’s regulatory ...

Chairman seeks to fix "flaws" in the rules

As part of Project KISS, the Commission is proposing to revise or delete certain provisions in Part 39. These revisions will improve the clarity ...

The Commodity Futures Trading Commission (“Commission” or “CFTC”) is proposing amendments to parts 23, 43, 45, and 49 of the Commission’s regulations to improve the ...