Swaps

Clearinghouse regulation will command this attention for a number of reasons. Paramount among them is that while we have made great progress in the implementation ...

The Division of Market Oversight issues time-limited no-action relief from certain requirements of Part 45 and Part 46 of the Commission’s Regulations, for certain swap ...

Today, we are building swaps into risk surveillance systems so that we can identify and monitor swaps activities and exposures. We want to be able ...

The Division of Market Oversight extended time-limited no-action relief to Swap Execution Facilities (SEFs) from certain requirements in the definition of “block trade” in Commission ...

There has been a loud cry for harmonization as the G-20 nations implement their leaders’ commitments to regulate the OTC swaps market. But it’s easier ...

The Division previously provided no-action relief for certain swaps required to be traded on a swap execution facility (SEF) or designated contract market (DCM) to ...

These proceedings arise out of WT’s and WAM’s failure to establish, maintain, or enforce written policies and procedures reasonably designed, taking into consideration the nature ...

The Division of Clearing and Risk extended the no-action relief granted in CFTC Letter 14-156 to Eurex Clearing and its U.S. clearing members with regard ...

Deutsche Bank failed to properly report cancellations of swap transactions in all asset classes, which in the aggregate included between tens of thousands and hundreds ...

The Division of Market Oversight (DMO) is issuing a no-action letter that provides additional time for reporting parties to comply with certain reporting requirements of ...