Swaps

We strongly believe that the Commission must finish its work in this area, especially given that the CFTC completed its rules almost two years ago. ...

The CFTC Order finds that Tera offered for trading on its SEF a non-deliverable forward contract based on the relative value of the U.S. Dollar ...

I believe fictitious trading deserves a penalty. Tera Exchange facilitated wash trading and prearranged trading in violation of the Commodity Exchange Act. That ...

Today, we are proposing a simplification of that exemption process. Instead of requiring a participant that has a 50 percent or more interest in an ...

I support these proposed changes to the aggregation rules because I believe they make the position limits regime more workable. However, this is just the ...

To the extent any uncertainty or ambiguity remains, the Division is issuing this interpretation to publicly clarify that certain Part 39 regulations, through the application ...

Use of a “firm or forced trades” process to help determine end-of-day swap pricing information would require the DCO to register with the Commission as ...

Australia and New Zealand Banking Group Ltd. (ANZ), an Australia-based financial services company, settles for failing to comply with its obligation to submit accurate large ...

support issuing this proposal to amend the definition of “material terms” for purposes of portfolio reconciliation performed by swap dealers and major swap participants. ...

Commission Regulation 23.502 requires SDs and MSPs to engage in portfolio reconciliation once each day, week or calendar quarter, depending on the size of the ...