Swaps

(a) Daily trading records for swaps. Each swap dealer and major swap participant shall make and keep daily trading records of all swaps it executes, ...

(a) Confirmation. Subject to the compliance schedule in paragraph (c) of this section: (1) Each swap dealer and major swap participant entering into a swap ...

(a) Swaps with swap dealers or major swap participants. Each swap dealer and major swap participant shall engage in portfolio reconciliation as follows for all ...

(a) (1) Applicability. The requirements of this section shall not apply to: (i) Swaps executed prior to the date on which a swap dealer or ...

(a) Each swap dealer and major swap participant shall establish and enforce written policies and procedures that are reasonably designed to monitor for and prevent ...

As used in this subpart: Initial Margin means money, securities, or property posted by a party to a swap as performance bond to cover potential ...

(a) Prior to the execution of each swap transaction that is not submitted for clearing, a swap dealer or major swap participant shall: (1) Notify ...

(a) The custodian of Margin, segregated pursuant to an election under §23.701, must be a legal entity independent of both the swap dealer or major ...

(a) Subject to paragraphs (b), (c), and (d) of this section, the provisions of the Act, including any Commission rule, regulation, or order thereunder, otherwise ...

(a)(1) Except as provided in §1.65 of this chapter, no futures commission merchant, or in the case of an introduced account no introducing broker, may ...