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(a) Registration (1) Swap dealers It shall be unlawful for any person to act as a swap dealer unless the person is registered as a ...
(a) Registration (1) In general No person may operate a facility for the trading or processing of swaps unless the facility is registered as a ...
(a) Registration requirement (1) Requirement; authority of derivatives clearing organization (A) In general It shall be unlawful for any person, unless registered with the Commission, ...
(a) Definitions. For purposes of this section – (1) Affiliate of a security-based swap data repository means a person that, directly or indirectly, controls, is ...
(a) Definitions. For purposes of this section – (1) Non-resident security-based swap data repository means: (i) In the case of an individual, one who resides ...
(a) Definitions. For purposes of this section – (1) Non-resident security-based swap data repository means: (i) In the case of an individual, one who resides ...
(a) Definition. For purposes of this section, tag (including the term tagged) has the same meaning as set forth in Rule 11 of Regulation S-T ...
(a) In the event that a security-based swap data repository succeeds to and continues the business of a security-based swap data repository registered pursuant to ...
(a) Definitions. For purposes of this section – (1) Asset class means those security-based swaps in a particular broad category, including, but not limited to, ...
Every security-based swap data repository, with respect to those systems that support or are integrally related to the performance of its activities, shall establish, maintain, and ...