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Commissioner Wetjen uses the occasion to talk about efforts by the CFTC and European Commission to reach agreement on derivatives regulations.
The Division of Market Oversight and the Division of Clearing and Risk issued a letter stating that they will not recommend that the Commission take ...
No-action relief for ICE Clear Europe Limited with regard to Regulation 1.20(g)(4), and an exemption from the requirements of Regulation 1.49(d)(3) for customer accounts held ...
No-action relief for LCH.Clearnet Limited with regard to Regulations 1.20(g)(4) and 22.5, and an exemption from the requirements of Regulation 1.49(d)(3) for customer accounts held ...
The CFTC's Division of Market Oversight issued an extension of no-action letter 13-86, which provided relief in connection with certain CDS trades executed pursuant to ...
The Commission went after a former risk management consultant and associated person of a registered FCM with charges of fraud and unauthorized trading.
Keynote Address of CFTC Commissioner J. Christopher Giancarlo at The Global Forum for Derivatives...
Commissioner Giancarlo calls for a new spirit of regulatory comity and cooperation.
Certain accounts held aggregated net long positions which exceeded the spot month speculative position limit for live cattle futures contracts.
DMO is providing time-limited relief, subject to specified conditions, to SEFs from the requirement under section 43.2 until December 15, 2015, at 12:00 am EST. ...