Swaps

Extension of No-Action Relief: Transaction-Level Requirements for Non-U.S. Swap Dealers

Acting Chair Wetjen believes in remaining "true to congressional intent to maximize transparency where appropriate, but work to ensure an orderly transition to what remains ...

Time-Limited No-Action Relief for Members of Designated Contract Markets and Swap Execution Facilities that Are Not Registered with the Commission from the Requirement to Record ...

Commissioner O'Malia implores that "it is critically important that international regulators come together now to harmonize swap data reporting, exchange trading, and central counterparty (CCP) ...

Extension of conditional time-limited no-action relief for Yieldbroker Pty Limited with regard to Section 5h(a)(1) of the Commodity Exchange Act and Commission Regulation 37.3(a)(1).

Director McGonagle tells Congress about his division's oversight of the market, including "enforcement reviews of DCMs’ self-regulatory programs" and its evaluation of "their compliance with ...

Commissioner O'Malia discusses high frequency trading, 21st century surveillance, cross-border swaps regulations and more.

DMO and DCR issued no-action relief, providing the phased-in compliance for package transactions which include at least one swap that has been made available to ...

Yadgir held an aggregate live cattle futures net long position that totaled 620 contracts, exceeding his speculative position limit by 70 contracts.

Time-Limited No-Action Relief for Certain Members of Swap Execution Facilities and Designated Contract Markets from the Requirement to Record Oral Communications, Pursuant to Commission Regulation ...