Swaps

This final rule acknowledges the end of the CFTC's Division of Clearing and Intermediary Oversight and the reassigning of its staff and responsibilities to the ...

This rule permitted the CFTC to delegate its authority to staff concerning the disclosure of information to self regulatory organizations created in the wake of ...

Any registrant who is eligible to qualify through training has until December 31, 2015 before that eligibility lapses. Registrants who subsequently decide to engage in ...

In this final rule, the CFTC makes changes to the Commodities Exchange Act to accommodate the changes due to the Dodd-Frank reform law that established ...

This is a final rule from the CFTC in 2012 entitled Documentation Requirements for Swap Dealers and Major Swap Participants.

Here is a visual presentation of what types of products are considered to be swaps, security-based swaps and those deemed to be outside the CFTC ...

We promised they were coming and last week the CFTC complied (IA Watch, Aug. 13, 2012). It released frequently asked questions with answers designed to ...

The National Futures Association is being asked to waive the registration requirement to pass a securities exam for those associated persons who are involved in ...

This correction makes an editorial correction to language of the preamble that conflicted with the rule text of the final rule.

It should be the final act. This month's joint final rule from the SEC and CFTC gives advisers many of the tools needed to determine ...