Trading

Deutsche Bank Securities will be reimbursing certain of its commercial mortgage-backed securities customers who overpaid for CMBS after being misled about pricing by the firm’s ...

The Securities and Exchange Commission has obtained a final judgment against a Massachusetts-based portfolio manager at a major asset management firm charged with diverting at ...

An avalanche of eight enforcement actions from the CFTC has hit traders around the world, plus three of the planet’s largest financial services firms.   ...

The Commission’s complaint, alleged, among other things, that from December 1, 2012, through May 2015, Fischer violated the antifraud provisions of the federal securities laws ...

Thakkar is the president of Edge and has over eighteen years of experience programming custom software applications for the trading industry. In October 2011, Trader ...

The CFTC Complaint alleges that from at least July 2012 through at least March 2017, Zhao repeatedly engaged in manipulative or deceptive acts and practices ...

The CFTC Complaint alleges that, as part of his manipulative and deceptive scheme, from at least November 25, 2013 to December 17, 2013, Mohan repeatedly ...

The CFTC Complaint alleges that beginning in at least May 2008 and continuing through at least July 2013, while employed at a large financial institution, ...

The CFTC Complaint alleges that from approximately August 2008 through November 2013, while employed as a precious metals trader at Bank A, Flotron engaged in ...

HSBC, by and through one of its traders, engaged in spoofing with respect to certain futures products in gold and other precious metals traded on ...