Trading

Thakkar is the president of Edge and has over eighteen years of experience programming custom software applications for the trading industry. In October 2011, Trader ...

The CFTC Complaint alleges that from at least July 2012 through at least March 2017, Zhao repeatedly engaged in manipulative or deceptive acts and practices ...

The CFTC Complaint alleges that, as part of his manipulative and deceptive scheme, from at least November 25, 2013 to December 17, 2013, Mohan repeatedly ...

The CFTC Complaint alleges that beginning in at least May 2008 and continuing through at least July 2013, while employed at a large financial institution, ...

The CFTC Complaint alleges that from approximately August 2008 through November 2013, while employed as a precious metals trader at Bank A, Flotron engaged in ...

HSBC, by and through one of its traders, engaged in spoofing with respect to certain futures products in gold and other precious metals traded on ...

the Traders placed relatively large bids or offers with the intent to cancel before execution (spoof orders) after another smaller bid or offer (resting orders) ...

The Traders, both individually and in coordination with one or more of the others, placed orders to buy or sell precious metals futures contracts with ...

“Spoofing is a particularly pernicious example of bad actors seeking to manipulate the market through the abuse of technology. The technological developments that enabled ...

Often lost in the shuffle when FINRA releases its annual regulatory and examination priorities letter is the regulatory component of the guidance. While the 2018 ...