Valuation

Case 'should scare' advisers, expert says

Sciens’ Compliance Manual did not mention any valuation techniques or methodologies applicable to Level 3 Investments, and further lacked procedures designed to promote consistency in ...

Red state leaders have made a lot of noise with “anti-woke” rules aimed at ESG investing, but their bark may be worse than their bite, ...

Masella, who knew the private placement shares were illiquid and restricted, worked with Pinnacle and its principals to classify the investment as “less liquid” rather ...

Substantiation requirements give regulators entre into private funds' vaults

New marketing rule intersects with old valuation problems

'The dam is broken'

The Rebalancing Trades were executed at prices proposed by Anthony Melchiorre and agreed to by the Rebalancing Brokers, but not at prices that were independently ...

New front opens in already besieged industry

However you approach valuations, approach them carefully