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Whistleblower Program

Firm required departing employees to affirm they hadn't spoken to regulators, SEC claims
Lifeguard woman girl in red cap on duty supervising swimming pool water blowing whistle on blue. Accident prevention rescue.
The Commission is aware of one former employee who was initially discouraged from communicating with Commission staff about potential violations of securities laws due to ...
Like cars whipping around a racetrack, some compliance issues have a knack of coming around again and again
Commission rushing to judgment, Republicans warn
Lavish bounties tempt whistleblower in a Washington committed to fight against 'corruption'
The Commission's program has awarded $1.3 billion to nearly 300 whistleblowers over the last dozen years
SEC Chairman Gensler
"I was pleased to support these amendments because they will help whistleblowers when eligible to receive appropriate awards for reporting potential violations of the law ...
"Although the changes to the rules are inconsequential because they are not logical solutions to any existing problems, they nonetheless further complicate the already byzantine ...
SEC Commissioner Uyeda
"Today’s amendments are not aimed at remediating any known or identified weaknesses with the current whistleblower rules"
This is a final rule from 2022 amending the Commission's whistleblower rules
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